Business Analyst – Risk Assessments

Business Analyst – Risk Assessments

ProViso Consulting

Department overview:

The client Securities Audit group is responsible for performing operational audits for client Securities. These include audits of front and middle office in Canada/US/UK and the back office operations that support these businesses.

Job description:

• Contribute to the completion of the overall audit process, including the execution of the annual audit plan
• Assess inherent risks associated with key processes and the controls designed to mitigate those risks
• Participate and lead discussions with business partners and maintain an understanding of regulatory changes, best practices within the capital markets area
• Provide value added advice to the business
• Prepare and present findings and recommendations to management
• Assess the effectiveness of Operational controls

Must have:

• 3-5+ yrs Internal Operational Audit Control exp. within Capital Markets (i.e. Front/middle Office, Compliance, etc.)
• NOT looking for SOX exp. (i.e. Not looking for SOX exp. within Capital Markets as with SOX, a lot is already defined for you)
• 3-5+ yrs exp. with Risk assessments
• Able to provide detailed examples of what they’ve done during the interview

Nice to have:

• Designation: CA, CPA, CFA
• Post graduate degree: MBA
• Canadian Auditing exp.

Additional skills:

• Analytical skills in assessing risk, issues and challenging status quo
• Ability to work independently and multitask
• Effective time management skills and ability to meet tight deadlines
• Strong communication skills (oral and written)
• Strong interpersonal, organizational and relationship management skills

Job Details



12 Months



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