Internal Auditor

Internal Auditor

ProViso Consulting

Department overview:

• The Client Securities Audit group is responsible for performing operational audits for Client Securities and Treasury Balance Sheet Management. These include audits of front and middle office in Canada/US/UK and the back office operations that support these businesses.

Job description:

• Contribute to the completion of the overall audit process, including the execution of the annual audit plan
• Assess inherent risks associated with key processes and the controls designed to mitigate those risks
• Participate and lead discussions with business partners and maintain an understanding of regulatory changes, best practices within the capital markets area
• Provide value added advice to the business
• Prepare and present findings and recommendations to management
• Assess the effectiveness of Operational and/or SOX controls

Must have:

• 3-5+ yrs Internal Cdn. Auditing exp. within Capital Markets (i.e. Front Office, Compliance, etc.)(NOT just from financial industry)
• 3-5+ yrs exp. with Risk assessments
• NOT looking for SOX exp.
• Able to provide detailed examples of what they’ve done during the interview

Nice to have:

• Designation: CA, CPA, CFA
• Post graduate degree: MBA

Additional skills:

• Analytical skills in assessing risk, issues and challenging status quo
• Ability to work independently and multitask
• Effective time management skills and ability to meet tight deadlines
• Strong communication skills (oral and written)
• Strong interpersonal, organizational and relationship management skills

Job Details



3 months



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