Risk Analyst – AML

Risk Analyst – AML

ProViso Consulting


• Act as a key resource / specialist owner or representative by providing technical subject matter expertise / analysis or operational process support on AML/ATF, Sanctions/ABAC matters
• Contribute to the identification, and implementation of new products, operating workflow, additional services / products / applications or operational efficiencies
• Ensure currency transaction reports, suspicious activity reports and suspicious transaction reports are filed in accordance with regulatory requirements
• Run and review information against various lists/guidelines to ensure accuracy and flag potential deviations and unusual activity
• Develop and execute on AML, Sanctions/ABAC reporting functions and/or produce consolidated or aggregated reporting as appropriate


• Prioritize and manage own workload to meet SLA requirements for service and productivity
• Consistently exercise discretion in managing correspondence, information and all matters of confidentiality; escalate issues where appropriate
• Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions / activities as necessary
• Comply with applicable internal and external audit and regulatory requirements and may actively participate in Audit Reviews, providing recommendations and guidance as required
• Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite


• Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
• Support the team by continuously enhancing knowledge / expertise in own area and participate in knowledge transfer within the team and business unit
• Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
• Participate in personal performance management and development activities, including cross training within own team
• Keep others informed and up-to-date about the status / progress of projects and / or all relevant or useful information related to day-today activities
• Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.
• Contribute to a fair, positive and equitable environment that supports a diverse workforce
• Act as a brand champion for your business area/function and the bank, both internally and/or externally

Breadth & Depth:

• Require specialized expertise and performs multiple and/or diverse tasks that are highly complex, involving multiple steps, systems, and jurisdictions
• Transactions and activities require in depth knowledge across a broad range or variety of products, processes or systems within own area of specialty and where transactions could be characterized by moderate to high risk
• Gather and analyze data to identify complex problems and escalates as required
• Generally interact with internal customers / partners for functions performed and/or external customers May provide process / policy guidance to others (e.g. within team, internal partners)
• Focus of work is weekly, monthly and/or longer with addition of adhoc and initiative-based requests, as required
• Process subject matter expert in a range of technical processes and procedures Generally reports to a Team Manager

Summary of Day-to-Day Accountabilities:

• Candidates will be working within AML operations, conducting QC/QA reviews of alerts in a transaction monitoring program
• Providing feedback and best practice training

Must Have:

• 2+ years AML experience.
• Minimum 1 year of conducting QC/QA reviews
• Previous corporate experience
• Self-driven and motivated to learn
• Able to work independent but also work as part of a team
• Computer savvy – pick up on internal systems and quick learner

Nice To Have:

• Previous banking experience (international included)
• Professional education or certifications (ACAMS)
• Business writing experience
• Coaching/mentoring experience

Job Details



18 months



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